Defendant Name:
Sagi A. Genger
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Lumenis, Ltd., Sagi A. Genger, and Kevin Morano
First Document Date
26-Apr-2006
Initial Filing Format
Civil Proceeding
Case Number
06-cv-03225
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: COO at Lumenis Ltd. (July 2001—July 2003)
- Former: CFO at Lumenis Ltd. (November 1999—July 2001)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Sagi A. Genger is alleged to have aided and abetted
Lumenis Ltd.'s violation of Rule 12b-20 of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted
Lumenis Ltd.'s violation of Sec 13(a) of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted
Lumenis Ltd.'s violation of Rule 13a-1 of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted
Lumenis Ltd.'s violation of Rule 13a-11 of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted
Lumenis Ltd.'s violation of Rule 13a-13 of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted
Lumenis Ltd.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted
Lumenis Ltd.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Sagi A. Genger is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
02-May-2006
Headline Total Penalty and Disgorgement
$75,000
Other Defendants in Action:
