Defendant Name:
Kevin Morano
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Lumenis, Ltd., Sagi A. Genger, and Kevin Morano
First Document Date
26-Apr-2006
Initial Filing Format
Civil Proceeding
Case Number
06-cv-03225
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Current: Senior Vice President at Lumenis Ltd.
- Former: Executive Vice President at Lumenis Ltd.
- Former: CFO at Lumenis Ltd. (February 2002—May 2004)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Kevin Morano is alleged to have aided and abetted
Lumenis Ltd.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted
Lumenis Ltd.'s violation of Rule 12b-20 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted
Lumenis Ltd.'s violation of Sec 13(a) of the Exchange Act.
Kevin Morano is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Kevin Morano is alleged to have aided and abetted
Lumenis Ltd.'s violation of Rule 13a-1 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted
Lumenis Ltd.'s violation of Rule 13a-11 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted
Lumenis Ltd.'s violation of Rule 13a-13 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Kevin Morano is alleged to have aided and abetted
Lumenis Ltd.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Kevin Morano is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Kevin Morano is alleged to have aided and abetted
Lumenis Ltd.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Kevin Morano is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
09-Sep-2008
Headline Total Penalty and Disgorgement
$55,000
Other Defendants in Action:
