Defendant Name: Melissa K. Koeppel, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Melissa K. Koeppel, CPA, and Jeffrey J. Robinson, CPA
First Document Date 02-Dec-2015
Initial Filing Format Administrative Action
File Number 3-16977
Allegation Type Issuer Reporting and Disclosure
AAER 3719

Affiliations

Violations Alleged

Other
Sections 4C(a)(2) and 4C(b)(2) of the Exchange Act and Rules 102(e)(1)(ii) and 102(e)(1)(iv)(B) of the Commission's Rules of Practice

Related Violations Alleged

Melissa K. Koeppel, CPA is alleged to have caused Broadwind Energy, Inc.'s violation of Sec 13(a) of the Exchange Act.
Melissa K. Koeppel, CPA is alleged to have caused Broadwind Energy, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Melissa K. Koeppel, CPA is alleged to have caused Broadwind Energy, Inc.'s violation of Rule 13a-13 of the Exchange Act.

Resolutions

Bars:
First Resolution Date 02-Dec-2015

Related Documents:

34-76537 02-Dec-2015 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Related Actions:

SEC v. Broadwind Energy, Inc., J. Cameron Drecoll, and Stephanie K. Kushner
In the Matter of Grant Thornton, LLP