Defendant Name:
Melissa K. Koeppel, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Melissa K. Koeppel, CPA, and Jeffrey J. Robinson, CPA
First Document Date
02-Dec-2015
Initial Filing Format
Administrative Action
File Number
3-16977
Allegation Type
Issuer Reporting and Disclosure
AAER
3719
Affiliations
- Current: Managing Director at Grant Thornton, LLP (From 2012)
- Former: Managing partner at Grant Thornton, LLP (2008—April 2011)
Violations Alleged
•
Sections 4C(a)(2) and 4C(b)(2) of the Exchange Act and Rules 102(e)(1)(ii) and 102(e)(1)(iv)(B) of the Commission's Rules of Practice
Related Violations Alleged
Melissa K. Koeppel, CPA is alleged to have caused Broadwind Energy, Inc.'s violation of Sec 13(a) of the Exchange Act.
Melissa K. Koeppel, CPA is alleged to have caused Broadwind Energy, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Melissa K. Koeppel, CPA is alleged to have caused Broadwind Energy, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
02-Dec-2015
Headline Total Penalty and Disgorgement
$10,000
Other Defendants in Action:
