Defendant Name:
J. Cameron Drecoll
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Broadwind Energy, Inc., J. Cameron Drecoll, and Stephanie K. Kushner
First Document Date
05-Feb-2015
Initial Filing Format
Civil Proceeding
Case Number
15-cv-01142
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Illinois, Northern District of Illinois
Affiliations
- Former: Director—No Specific Position Named in Document at Broadwind Energy, Inc. (October 19, 2007—December 1, 2010)
- Former: CEO at Broadwind Energy, Inc. (October 19, 2007—December 1, 2010)
Related Violations Alleged
J. Cameron Drecoll is alleged to have controlled
Broadwind Energy, Inc.'s violation of Rule 12b-20 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled
Broadwind Energy, Inc.'s violation of Sec 13(a) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled
Broadwind Energy, Inc.'s violation of Rule 13a-1 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled
Broadwind Energy, Inc.'s violation of Rule 13a-13 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled
Broadwind Energy, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled
Broadwind Energy, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
11-Feb-2015
Headline Total Penalty and Disgorgement
$1,691,467
Other Defendants in Action:
