Defendant Name: J. Cameron Drecoll

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Broadwind Energy, Inc., J. Cameron Drecoll, and Stephanie K. Kushner
First Document Date 05-Feb-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-01142
Allegation Type Issuer Reporting and Disclosure
Federal District Court Illinois, Northern District of Illinois

Affiliations

Violations Alleged

Exchange Act
Rule 13a-14
Securities Act
Sec 17(a)(2)

Related Violations Alleged

J. Cameron Drecoll is alleged to have controlled Broadwind Energy, Inc.'s violation of Rule 12b-20 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled Broadwind Energy, Inc.'s violation of Sec 13(a) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled Broadwind Energy, Inc.'s violation of Rule 13a-1 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled Broadwind Energy, Inc.'s violation of Rule 13a-13 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled Broadwind Energy, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled Broadwind Energy, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
J. Cameron Drecoll is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 11-Feb-2015
Headline Total Penalty and Disgorgement $1,691,467

Related Documents:

comp-pr2015-24 05-Feb-2015 Complaint
Complaint
court_doc19_15-cv-01142 11-Feb-2015 Court Docket Document
Final Judgment as to Defendant Drecoll

Other Defendants in Action:

Related Actions:

In the Matter of Melissa K. Koeppel, CPA, and Jeffrey J. Robinson, CPA
In the Matter of Grant Thornton, LLP