Defendant Name: Kevin M. Modany

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Kevin M. Modany, CPA
First Document Date 08-Aug-2018
Initial Filing Format Administrative Action
File Number 3-18630
Allegation Type Issuer Reporting and Disclosure
AAER 3954

Affiliations

Violations Alleged

Related Violations Alleged

Kevin M. Modany is alleged to have controlled ITT Educational Services Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kevin M. Modany is alleged to have controlled ITT Educational Services Inc. 's violation of Rule 12b-20 of the Exchange Act.
Kevin M. Modany is alleged to have controlled ITT Educational Services Inc. 's violation of Sec 13(a) of the Exchange Act.
Kevin M. Modany is alleged to have controlled ITT Educational Services Inc. 's violation of Rule 13a-1 of the Exchange Act.
Kevin M. Modany is alleged to have controlled ITT Educational Services Inc. 's violation of Rule 13a-11 of the Exchange Act.
Kevin M. Modany is alleged to have controlled ITT Educational Services Inc. 's violation of Rule 13a-13 of the Exchange Act.

Resolutions

Bars:
First Resolution Date

Related Documents:

34-83805 08-Aug-2018 Administrative Proceeding
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. ITT Educational Services, Inc., Kevin M. Modany, and Daniel M. Fitzpatrick
ITT Educational Services Inc.
Daniel M. Fitzpatrick
Kevin M. Modany
In the Matter of Daniel M. Fitzpatrick, CPA
Daniel M. Fitzpatrick, CPA