Defendant Name:
Daniel M. Fitzpatrick
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Daniel M. Fitzpatrick, CPA
First Document Date
08-Aug-2018
Initial Filing Format
Administrative Action
File Number
3-18631
Allegation Type
Issuer Reporting and Disclosure
AAER
3955
Affiliations
- Former: CFO at ITT Educational Services, Inc. (2012—2013)
Violations Alleged
Related Violations Alleged
Daniel M. Fitzpatrick is alleged to have controlled ITT Educational Services Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Daniel M. Fitzpatrick is alleged to have controlled ITT Educational Services Inc. 's violation of Rule 12b-20 of the Exchange Act.
Daniel M. Fitzpatrick is alleged to have controlled ITT Educational Services Inc. 's violation of Sec 13(a) of the Exchange Act.
Daniel M. Fitzpatrick is alleged to have controlled ITT Educational Services Inc. 's violation of Rule 13a-1 of the Exchange Act.
Daniel M. Fitzpatrick is alleged to have controlled ITT Educational Services Inc. 's violation of Rule 13a-11 of the Exchange Act.
Daniel M. Fitzpatrick is alleged to have controlled ITT Educational Services Inc. 's violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
