Defendant Name: Joseph A. Scolaro, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Santos, Postal & Company, P.C. and Joseph A. Scolaro, CPA
First Document Date 29-Apr-2016
Initial Filing Format Administrative Action
File Number 3-17238
Allegation Type Investment Advisers/Investment Companies
AAER 3772


Violations Alleged

4C(a)(2) Exchange Act


First Resolution Date 29-Apr-2016
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-77745 29-Apr-2016 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Related Actions:

In the Matter of SFX Financial Advisory Management Enterprises, Inc. and Eugene S. Mason
In the Matter of Brian J. Ourand