Defendant Name: James R. Glover

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Colonial Tidewater Realty Income Partners, LLC, James R. Glover, and Sherman T. Hill
First Document Date 13-Aug-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-02401
Allegation Type Investment Advisers/Investment Companies
Federal District Court Maryland, District of Maryland


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 5(a)
Sec 5(c)
Sec 17(a) (Not specified)
Sections 206(1), 206(2) Advisers Act


First Resolution Date 20-Aug-2015
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp23317 13-Aug-2015 Complaint
court_doc13_15-cv-02401 20-Aug-2015 Court Docket Document
Final Judgment as to Defendant James R. Glover

Other Defendants in Action:

Related Actions:

In the Matter of Signator Investors, Inc. and Gregory J. Mitchell
In the Matter of James R. Glover
In the Matter of Cory D. Williams