Defendant Name: Sherman T. Hill

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Colonial Tidewater Realty Income Partners, LLC, James R. Glover, and Sherman T. Hill
First Document Date 13-Aug-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-02401
Allegation Type Investment Advisers/Investment Companies
Federal District Court Maryland, District of Maryland

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 5(a)
• Sec 5(c)
• Sec 17(a) (Not specified)
Other
• Section 20(b) Exchange Act

Resolutions

First Resolution Date 20-Aug-2015
Headline Total Penalty and Disgorgement $75,000

Related Documents:

comp23317 13-Aug-2015 Complaint
Complaint
court_doc14_15-cv-02401 20-Aug-2015 Court Docket Document
Final Judgment as to Defendant Sherman T. Hill

Other Defendants in Action:

James R. Glover
Colonial Tidewater Realty Income Partners, LLC

Related Actions:

In the Matter of Signator Investors, Inc. and Gregory J. Mitchell
Signator Investors, Inc.
Gregory J. Mitchell
In the Matter of James R. Glover
James R. Glover
In the Matter of Cory D. Williams
Cory D. Williams