Defendant Name: Jose G. Ramirez, Jr.

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Jose G. Ramirez, Jr.
First Document Date 06-Jun-2019
Initial Filing Format Administrative Action
File Number 3-19195
Allegation Type Broker Dealer

Affiliations

Resolutions

First Resolution Date

Related Documents:

34-86055 06-Jun-2019 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing

Related Actions:

In the Matter of UBS Financial Services Incorporated of Puerto Rico
UBS Financial Services Inc. of Puerto Rico
In the Matter of Ramiro L. Colon, III
Ramiro L. Colon, III
SEC v. Jose G. Ramirez, Jr.
Jose G. Ramirez, Jr.