Defendant Name: W2007 Grace Acquisition I, Inc.

Defendant Type: Subsidiary of Public Company
Public Company Parent: The Goldman Sachs Group, Inc
SIC Code: 6211
CUSIP: 38141G10

Initial Case Details

Legal Case Name In the Matter of W2007 Grace Acquisition I, Inc.
First Document Date 22-Apr-2015
Initial Filing Format Administrative Action
File Number 3-16504
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Sec 15(d)
Other
• Rules 15d-1, 15d-11, 15d-13 Exchange Act

Resolutions

First Resolution Date 22-Apr-2015
Headline Total Penalty and Disgorgement $640,000

Related Documents:

34-74782 22-Apr-2015 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
On April 22, 2015, the SEC instituted settled cease-and-desist proceedings against W2007 Grace Acquisition I, Inc. ("W2007 Grace"). The SEC stated: "These proceedings arise out of violations of the issuer reporting requirements under the federal securities laws and the misapplication of the rules concerning the counting of holders of record promulgated thereunder."