Defendant Name:
James T. Anderson
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Zomax, Inc., James T. Anderson, Michelle Bedard-Anderson, Neil L. Dolinsky, The Jim and Mikki Anderson Charitable Remainder Annuity Trust, James E. Flaherty, and Anthony Angelini
First Document Date
09-Jun-2005
Initial Filing Format
Civil Proceeding
Case Number
05-cv-01128
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Minnesota, District of Minnesota
Affiliations
- Former: Director—Chairman at Zomax, Inc. (January 2000—May 2004)
- Former: CEO at Zomax, Inc. (February 1996—January 2004)
- Current: Founder at Zomax, Inc. (From February 1996)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 16(a) Exchange Act; Rules 16a-3, 16a-8 Exchange Act
Related Violations Alleged
James T. Anderson is alleged to have aided and abetted
Zomax, Inc.'s violation of Rule 12b-20 of the Exchange Act.
James T. Anderson is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
James T. Anderson is alleged to have aided and abetted
Zomax, Inc.'s violation of Sec 13(a) of the Exchange Act.
James T. Anderson is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
James T. Anderson is alleged to have aided and abetted
Zomax, Inc.'s violation of Rule 13a-13 of the Exchange Act.
James T. Anderson is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
17-Feb-2009
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
