Defendant Name: Zomax, Inc.

Defendant Type: Public Company
SIC Code: 3650
CUSIP: 98992910

Initial Case Details

Legal Case Name SEC v. Zomax, Inc., James T. Anderson, Michelle Bedard-Anderson, Neil L. Dolinsky, The Jim and Mikki Anderson Charitable Remainder Annuity Trust, James E. Flaherty, and Anthony Angelini
First Document Date 09-Jun-2005
Initial Filing Format Civil Proceeding
Case Number 05-cv-01128
Allegation Type Issuer Reporting and Disclosure
Federal District Court Minnesota, District of Minnesota

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 12b-20
• Sec 13(a)
• Rule 13a-13
Additionally, Anthony Angelini is alleged to have aided and abetted Zomax, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
James T. Anderson is alleged to have aided and abetted Zomax, Inc.'s violation of Rule 12b-20 of the Exchange Act.
James E. Flaherty is alleged to have aided and abetted Zomax, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Anthony Angelini is alleged to have aided and abetted Zomax, Inc.'s violation of Rule 12b-20 of the Exchange Act.
James T. Anderson is alleged to have aided and abetted Zomax, Inc.'s violation of Sec 13(a) of the Exchange Act.
James E. Flaherty is alleged to have aided and abetted Zomax, Inc.'s violation of Sec 13(a) of the Exchange Act.
Anthony Angelini is alleged to have aided and abetted Zomax, Inc.'s violation of Sec 13(a) of the Exchange Act.
James T. Anderson is alleged to have aided and abetted Zomax, Inc.'s violation of Rule 13a-13 of the Exchange Act.
James E. Flaherty is alleged to have aided and abetted Zomax, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Anthony Angelini is alleged to have aided and abetted Zomax, Inc.'s violation of Rule 13a-13 of the Exchange Act.

Resolutions

First Resolution Date 26-Jul-2005
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

court_doc3_05-cv-01128 09-Jun-2005 Complaint
Complaint
On June 9, 2005 the SEC filed a complaint against Zomax, Inc., stating: "This is a securities fraud case alleging false and misleading disclosures by Zomax, Inc. ("Zomax") and certain of its senior executives concerning Zomax's projected revenues and earnings for the third quarter of 2000, coupled with insider trading by James T. Anderson ("Anderson") and his spouse Michelle "Mikki" Bedard-Anderson ("Bedard-Anderson"), Zomax's co-founders."
court_doc9_05-cv-01128 26-Jul-2005 Court Docket Document
Final Judgment as to Defendant Zomax, Inc.
On July 26, 2005, the Court issued a final judgment against Zomax, Inc., stating: "The Securities and Exchange Commission ("Commission") having filed a Complaint and Defendant Zomax, Inc. ("Defendant") having entered a general appearance; consented to the Court's jurisdiction over Defendant and the subject matter of this action; consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."
LR-20914 26-Feb-2009 Litigation Release
Litigation Release
On February 26, 2009, the SEC "announced that on February 17, 2009, the Honorable James M. Rosenbaum, U.S. District Court for the District of Minnesota, entered a Final Judgment against James T. Anderson, the co-founder and former CEO of Zomax, Inc."

Other Defendants in Action:

Michelle Bedard-Anderson
Neil L. Dolinsky
The Jim and Mikki Anderson Charitable Remainder Annuity Trust
James T. Anderson
James E. Flaherty
Anthony Angelini