Defendant Name: Zomax, Inc.

Defendant Type: Public Company

Document Reference: court_doc9_05-cv-01128

Document Details

Legal Case Name SEC v. Zomax, Inc., James T. Anderson, Michelle Bedard-Anderson, Neil L. Dolinsky, The Jim and Mikki Anderson Charitable Remainder Annuity Trust, James E. Flaherty, and Anthony Angelini
Document Name Final Judgment as to Defendant Zomax, Inc.
Document Date 26-Jul-2005
Document Format Civil Proceeding
Case Number 05-cv-01128
Federal District Court Minnesota, District of Minnesota
Federal District Judge ILLEGIBLE
Allegation Type Issuer Reporting and Disclosure
Document Summary On July 26, 2005, the Court issued a final judgment against Zomax, Inc., stating: "The Securities and Exchange Commission ("Commission") having filed a Complaint and Defendant Zomax, Inc. ("Defendant") having entered a general appearance; consented to the Court's jurisdiction over Defendant and the subject matter of this action; consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."

Disgorgement & Penalty Information

Resolutions
Enjoinment
Undertakings Specified in Defendant’s Consent
Monetary Penalties:

Disgorgement

Individual:     $1.00 Shared:    

Civil Penalty

Individual:     $2,000,000.00 Shared:    

Total Penalty

Individual:     $2,000,001.00 Shared:    

Related Documents:

court_doc3_05-cv-01128 09-Jun-2005 Complaint
Complaint
On June 9, 2005 the SEC filed a complaint against Zomax, Inc., stating: "This is a securities fraud case alleging false and misleading disclosures by Zomax, Inc. ("Zomax") and certain of its senior executives concerning Zomax's projected revenues and earnings for the third quarter of 2000, coupled with insider trading by James T. Anderson ("Anderson") and his spouse Michelle "Mikki" Bedard-Anderson ("Bedard-Anderson"), Zomax's co-founders."
LR-20914 26-Feb-2009 Litigation Release
Litigation Release
On February 26, 2009, the SEC "announced that on February 17, 2009, the Honorable James M. Rosenbaum, U.S. District Court for the District of Minnesota, entered a Final Judgment against James T. Anderson, the co-founder and former CEO of Zomax, Inc."