Defendant Name: Anna Hollers

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of First Bancorp, Anna Hollers, and Teresa Nixon
First Document Date 01-Jun-2015
Initial Filing Format Administrative Action
File Number 3-16569
Allegation Type Issuer Reporting and Disclosure
AAER 3660

Affiliations

Violations Alleged

Related Violations Alleged

Anna Hollers is alleged to have caused First Bancorp's violation of Sec 13(a) of the Exchange Act.
Anna Hollers is alleged to have caused First Bancorp's violation of Rule 13a-1 of the Exchange Act.
Anna Hollers is alleged to have caused First Bancorp's violation of Rule 13a-15 of the Exchange Act.

Resolutions

First Resolution Date 01-Jun-2015
Headline Total Penalty and Disgorgement $310,000

Related Documents:

34-75086 01-Jun-2015 Administrative Proceeding
Corrected Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

First Bancorp
Teresa Nixon