Defendant Name:
Teresa Nixon
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of First Bancorp, Anna Hollers, and Teresa Nixon
First Document Date
01-Jun-2015
Initial Filing Format
Administrative Action
File Number
3-16569
Allegation Type
Issuer Reporting and Disclosure
AAER
3660
Affiliations
- Former: Chief Loan Officer at First Bancorp (1997—March 2012)
Violations Alleged
Related Violations Alleged
Teresa Nixon is alleged to have caused
First Bancorp's violation of Sec 13(a) of the Exchange Act.
Teresa Nixon is alleged to have caused
First Bancorp's violation of Rule 13a-1 of the Exchange Act.
Resolutions
First Resolution Date
01-Jun-2015
Headline Total Penalty and Disgorgement
$310,000
Other Defendants in Action: