Defendant Name: Carlton W. Vogt, III

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Miller Energy Resources, Inc., Paul W. Boyd, CPA, David M. Hall, and Carlton W. Vogt, III, CPA
First Document Date 06-Aug-2015
Initial Filing Format Administrative Action
File Number 3-16729
Allegation Type Issuer Reporting and Disclosure
AAER 3673

Affiliations

Violations Alleged

Other
• Section 4C(a)(2) Exchange Act; Rule 102(e)(1)(ii) Commission’s Rules of Practice

Resolutions

Bars:
First Resolution Date
Headline Total Penalty and Disgorgement $5,419,800

Related Documents:

33-9881 06-Aug-2015 Administrative Proceeding
Order Instituting Public Administrative and Cease-And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice
AP-3308 10-Nov-2015 ALJ Order
Order Scheduling Prehearing Conference
AP-3335 20-Nov-2015 ALJ Order
Order
AP-3385 10-Dec-2015 ALJ Order
Order
AP-3462 05-Jan-2016 ALJ Order
Stay Order as to Carlton W. Vogt, III
AP-3491 11-Jan-2016 ALJ Order
Order Staying Proceeding as to David M. Hall and Canceling Hearing
33-10091 07-Jun-2016 Administrative Proceeding
Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice as to Carlton W. Vogt, III, CPA

Other Defendants in Action:

Miller Energy Resources, Inc.
David M. Hall
Paul W. Boyd

Related Actions:

In the Matter of KPMG LLP and John Riordan, CPA
KPMG LLP
John Riordan, CPA