Defendant Name: John Riordan, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of KPMG LLP and John Riordan, CPA
First Document Date 15-Aug-2017
Initial Filing Format Administrative Action
File Number 3-18110
Allegation Type Issuer Reporting and Disclosure
AAER 3888

Affiliations

Violations Alleged

Other
• 4C(a)(2) Exchange Act

Related Violations Alleged

John Riordan, CPA is alleged to have caused Miller Energy Resources, Inc.'s violation of Sec 13(a) of the Exchange Act.
John Riordan, CPA is alleged to have caused Miller Energy Resources, Inc.'s violation of Rule 13a-1 of the Exchange Act.
John Riordan, CPA is alleged to have caused Miller Energy Resources, Inc.'s violation of Rule 13a-13 of the Exchange Act.

Resolutions

Bars:
First Resolution Date 15-Aug-2017
Headline Total Penalty and Disgorgement $25,000

Related Documents:

34-81396 15-Aug-2017 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

KPMG LLP

Related Actions:

In the Matter of Miller Energy Resources, Inc., Paul W. Boyd, CPA, David M. Hall, and Carlton W. Vogt, III, CPA
Miller Energy Resources, Inc.
Carlton W. Vogt, III
David M. Hall
Paul W. Boyd