Defendant Name: John Riordan, CPA

Defendant Type: Individual

Document Reference: 34-81396

Document Details

Legal Case Name In the Matter of KPMG LLP and John Riordan, CPA
Document Name Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date 15-Aug-2017
Document Format Administrative Proceeding
File Number 3-18110
AAER 3888
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Cease and Desist Order
  • Bar on practicing before the SEC as an Accountant for 2 years
Monetary Penalties:

Civil Penalty

Individual:     $25,000.00 Shared:    

Other Defendants in Action:

Related Actions:

In the Matter of Miller Energy Resources, Inc., Paul W. Boyd, CPA, David M. Hall, and Carlton W. Vogt, III, CPA