Defendant Name: Microphase Corp.

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of, Inc., Ronald Durando, MicrophaseCorp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
First Document Date 18-Oct-2007
Initial Filing Format Administrative Action
File Number 3-12868
Allegation Type Securities Offering

Violations Alleged

Securities Act
Sec 5(a)
Sec 5(c)


First Resolution Date 18-Oct-2007
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-8858 18-Oct-2007 Administrative Proceeding
Order Instituting Cease-and- Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
According to the SEC: "In the course of this acquisition [of Linkon], Respondents, Durando, Dotoli, Jaffe, Agarwal, Kunzog and Microphase violated Section 5 of the Securities Act, as described below. Moreover, Respondents Durando, Dotoli, and Jaffe, who were officers, directors, or beneficial owners of more than ten percent of the shares of, did not file in a timely manner."

Other Defendants in Action:

Related Actions:

SEC v., Inc., Ronald Durando, PacketPort, Inc., Microphase Corp., Robert H. Jaffe, Gustave Dotoli, IP Equity, Inc., M. Christopher Agarwal, Theodore Kunzog, and William Coons, III
Ronald Durando
PacketPort, Inc.
Microphase Corp.
Robert H. Jaffe
Gustave Dotoli
IP Equity, Inc.
M. Christopher Agarwal
Theodore Kunzog
William Coons III, Inc.