Defendant Name:, Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of, Inc., Ronald Durando, MicrophaseCorp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
First Document Date 18-Oct-2007
Initial Filing Format Administrative Action
File Number 3-12868
Allegation Type Securities Offering

Violations Alleged

Securities Act
Sec 5(a)
Sec 5(c)


First Resolution Date 18-Oct-2007
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-8858 18-Oct-2007 Administrative Proceeding
Order Instituting Cease-and- Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934
According to the SEC: "In the course of this acquisition [of Linkon], Respondents, Durando, Dotoli, Jaffe, Agarwal, Kunzog and Microphase violated Section 5 of the Securities Act, as described below. Moreover, Respondents Durando, Dotoli, and Jaffe, who were officers, directors, or beneficial owners of more than ten percent of the shares of, did not file in a timely manner."
34-60852 21-Oct-2009 Administrative Proceeding
Order Appointing Tax Administrator
On October 21, 2009, the SEC issued an Order Appointing Tax Administrator.
34-65490 06-Oct-2011 Administrative Proceeding
Notice of Proposed Plan of Distribution and Opportunity for Comment
On October 6, 2011, the SEC gave notice that pursuant to Rule 1103 of the SEC's Rules on Fair Fund and Disgorgement Plans, the SEC's Division of Enforcement filed with the Commission a proposed plan for the distribution of funds in the matter.
34-65498 06-Oct-2011 Administrative Proceeding
Order Appointing a Fund Administrator and Approving Administrator Bond
On October 6, 2011, the Commission approved the SEC's Division of Enforcement's request to appoint Rust Consulting as the Fair Fund Administrator and approved the Fund Administrators bond requirement.
34-65936 12-Dec-2011 Administrative Proceeding
Order Approving Distribution Plan
On December 12, 2011, the Commission approved the Fair Fund Distribution Plan. According to the SEC: "The Final Plan of Distribution (the 'Plan') states that monies from the Disgorgement Fund will be distributed to 'Eligible Claimants' as defined in the Plan. Investors who incurred losses from purchases of common shares during the 'Purchase Period' (December 13, 1999 through April 11, 2000) may file a claim with the Fund Administrator by the 'Claim Deadline' as defined in the Plan."
34-72598 11-Jul-2014 Administrative Proceeding
Order Directing Disbursement of Disgorgement Fund
On July 11, 2014, the SEC ordered the disbursement of disgorgement according to the distribution plan approved on December 12, 2011.
34-81064_3-12868 30-Jun-2017 Administrative Proceeding
Notice of Name Change of Appointed Tax Administrator
On June 30, 2017, the SEC announced a Name Change of Appointed Tax Administrator, and amended the Omnibus Order, beginning June 2017 and for calendar year 2018, to replace all references to Damasco with "Miller Kaplan Arase LLP which acquired Damasco & Associates LLP" in order to reflect Damasco's name change.

Other Defendants in Action:

Related Actions:

SEC v., Inc., Ronald Durando, PacketPort, Inc., Microphase Corp., Robert H. Jaffe, Gustave Dotoli, IP Equity, Inc., M. Christopher Agarwal, Theodore Kunzog, and William Coons, III
Ronald Durando
PacketPort, Inc.
Microphase Corp.
Robert H. Jaffe
Gustave Dotoli
IP Equity, Inc.
M. Christopher Agarwal
Theodore Kunzog
William Coons III, Inc.