Defendant Name:
Harvest Capital Strategies LLC
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
JMP Group LLC
SIC Code:
6211
CUSIP:
46629U10
Initial Case Details
Legal Case Name
In the Matter of Harvest Capital Strategies LLC
First Document Date
14-Oct-2015
Initial Filing Format
Administrative Action
File Number
3-16898
Allegation Type
Securities Offering
Violations Alleged
•
Rule 105 Regulation M Exchange Act
Resolutions
First Resolution Date
14-Oct-2015