Defendant Name:
Goldman, Sachs & Co.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
The Goldman Sachs Group, Inc
SIC Code:
6211
CUSIP:
38141G10
Initial Case Details
Legal Case Name
In the Matter of Goldman, Sachs & Co.
First Document Date
30-Jun-2015
Initial Filing Format
Administrative Action
File Number
3-16665
Allegation Type
Broker Dealer
Violations Alleged
•
Rule 15c3-5 Exchange Act
Resolutions
First Resolution Date
30-Jun-2015