Defendant Name:
J.T. Battenberg, III
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Delphi Corporation, J.T. Battenberg, III, Alan Dawes, Paul Free, John Blahnik, Milan Belans, Catherine Rozanski, Judith Kudla, Scot McDonald, B.N. Bahadur, Atul Pasricha, Laura Marion, Stuart Doyle and Kevin Curry
First Document Date
30-Oct-2006
Initial Filing Format
Civil Proceeding
Case Number
06-cv-14891
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Michigan, Eastern District of Michigan
Affiliations
- Former: Director—Chairman at Delphi Corporation (February 1999—June 2005)
- Former: CEO at Delphi Corporation (February 1999—June 2005)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
J.T. Battenberg, III is alleged to have aided and abetted
Delphi Corporation's violation of Rule 12b-20 of the Exchange Act.
J.T. Battenberg, III is alleged to have aided and abetted
Delphi Corporation's violation of Sec 13(a) of the Exchange Act.
J.T. Battenberg, III is alleged to have aided and abetted
Delphi Corporation's violation of Rule 13a-1 of the Exchange Act.
J.T. Battenberg, III is alleged to have aided and abetted
Delphi Corporation's violation of Rule 13a-13 of the Exchange Act.
J.T. Battenberg, III is alleged to have aided and abetted
Delphi Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
31-Oct-2011
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
