Defendant Name:
Michael L. Cohen
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Michael L. Cohen and Vanya Baros
First Document Date
26-Jan-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-00430
Allegation Type
Foreign Corrupt Practices Act
Federal District Court
New York, Eastern District of New York
Affiliations
- Former: Partner at Och-Ziff Capital Management Group LLC (2007—2012)
Violations Alleged
•
Sections 206(1), 206(2) Advisers Act; Rule 13b2-1 Exchange Act
Related Violations Alleged
Michael L. Cohen is alleged to have aided and abetted Och-Ziff Capital Management Group LLC's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael L. Cohen is alleged to have aided and abetted Och-Ziff Capital Management Group LLC's violation of Sec 30A of the Exchange Act.
Michael L. Cohen is alleged to have aided and abetted OZ Management, LP's violation of Sections 206(1), 206(2), 206(4) Advisers Act; Rule 206(4)-8 Advisers Act.
Resolutions
First Resolution Date
Other Defendants in Action:
