Defendant Name: Michael L. Cohen

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Michael L. Cohen and Vanya Baros
First Document Date 26-Jan-2017
Initial Filing Format Civil Proceeding
Case Number 17-cv-00430
Allegation Type Foreign Corrupt Practices Act
Federal District Court New York, Eastern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Sec 30A
Other
Sections 206(1), 206(2) Advisers Act; Rule 13b2-1 Exchange Act

Related Violations Alleged

Michael L. Cohen is alleged to have aided and abetted Och-Ziff Capital Management Group LLC's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael L. Cohen is alleged to have aided and abetted Och-Ziff Capital Management Group LLC's violation of Sec 30A of the Exchange Act.
Michael L. Cohen is alleged to have aided and abetted OZ Management, LP's violation of Sections 206(1), 206(2), 206(4) Advisers Act; Rule 206(4)-8 Advisers Act.

Resolutions

First Resolution Date

Related Documents:

complaint_17-cv-00430 26-Jan-2017 Complaint
Complaint
court_doc69_17-cv-00430 13-Jul-2018 Court Docket Document
Judgment

Other Defendants in Action:

Related Actions:

In the Matter of Och-Ziff Capital Management Group LLC, OZ Management LP, Daniel S. Och, and Joel M. Frank