Defendant Name: Daniel S. Och

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Och-Ziff Capital Management Group LLC, OZ Management LP, Daniel S. Och, and Joel M. Frank
First Document Date 29-Sep-2016
Initial Filing Format Administrative Action
File Number 3-17595
Allegation Type Foreign Corrupt Practices Act

Affiliations

Violations Alleged

Related Violations Alleged

Daniel S. Och is alleged to have caused Och-Ziff Capital Management Group LLC's violation of Sec 13(b)(2)(A) of the Exchange Act.
Daniel S. Och is alleged to have caused Och-Ziff Capital Management Group LLC's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 29-Sep-2016
Headline Total Penalty and Disgorgement $201,253,885

Related Documents:

34-78989 29-Sep-2016 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, and Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing

Other Defendants in Action:

OZ Management, LP
Och-Ziff Capital Management Group LLC
Joel M. Frank

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Vanya Baros
Michael L. Cohen