Defendant Name:
Michael C. Sabatino, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Michael C. Sabatino, CPA
First Document Date
17-Nov-2017
Initial Filing Format
Administrative Action
File Number
3-18285
Allegation Type
Issuer Reporting and Disclosure
AAER
3907
Affiliations
- Former: Senior Vice President at MDC Partners Inc. (2005—July 2015)
- Former: Chief Accounting Officer at MDC Partners Inc. (2005—July 2015)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Michael C. Sabatino, CPA is alleged to have caused MDC Partners Inc. 's violation of Rule 12b-20 of the Exchange Act.
Michael C. Sabatino, CPA is alleged to have caused MDC Partners Inc. 's violation of Sec 13(a) of the Exchange Act.
Michael C. Sabatino, CPA is alleged to have caused MDC Partners Inc. 's violation of Rule 13a-1 of the Exchange Act.
Michael C. Sabatino, CPA is alleged to have caused MDC Partners Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael C. Sabatino, CPA is alleged to have caused MDC Partners Inc. 's violation of Sec 13(b)(2)(B) of the Exchange Act.
Michael C. Sabatino, CPA is alleged to have caused MDC Partners Inc. 's violation of Sec 14(a) of the Exchange Act.
Michael C. Sabatino, CPA is alleged to have caused MDC Partners Inc. 's violation of Rule 14a-3 of the Exchange Act.
Michael C. Sabatino, CPA is alleged to have caused MDC Partners Inc. 's violation of Rule 14a-9 of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
First Resolution Date
17-Nov-2017
Headline Total Penalty and Disgorgement
$70,000
