Defendant Name:
Miles S. Nadal
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Miles S. Nadal
First Document Date
11-May-2017
Initial Filing Format
Administrative Action
File Number
3-17980
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Former: Director—Chairman at MDC Partners Inc. (1986—July 2015)
- Former: CEO at MDC Partners Inc. (1986—July 2015)
- Former: President at MDC Partners Inc. (1986—July 2015)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Miles S. Nadal is alleged to have caused MDC Partners Inc. 's violation of Rule 12b-20 of the Exchange Act.
Miles S. Nadal is alleged to have caused MDC Partners Inc. 's violation of Sec 13(a) of the Exchange Act.
Miles S. Nadal is alleged to have caused MDC Partners Inc. 's violation of Rule 13a-1 of the Exchange Act.
Miles S. Nadal is alleged to have caused MDC Partners Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
11-May-2017
