Defendant Name:
Miles S. Nadal
Defendant Type:
Individual
Document Reference:
34-80652
Document Details
Legal Case Name
In the Matter of Miles S. Nadal
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
11-May-2017
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Disgorgement
Individual:
$1,850,000.00
Shared:
Civil Penalty
Individual:
$3,500,000.00
Shared:
Pre-Judgment Interest
Individual:
$150,000.00
Shared:
Total Penalty
Individual:
$5,500,000.00
Shared:
