Defendant Name: Charles Liang

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Charles Liang
First Document Date 25-Aug-2020
Initial Filing Format Administrative Action
File Number 3-19929
Allegation Type Issuer Reporting and Disclosure
AAER 4163

Affiliations

Violations Alleged

Other
• Sec 304(a) Sarbanes-Oxley Act

Resolutions

First Resolution Date 25-Aug-2020
Headline Total Penalty and Disgorgement $2,122,000

Related Documents:

34-89658 25-Aug-2020 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

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