Defendant Name:
Michael Schneider, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Michael Schneider, CPA
First Document Date
29-Sep-2020
Initial Filing Format
Administrative Action
File Number
3-20102
Allegation Type
Issuer Reporting and Disclosure
AAER
4180
Affiliations
- Former: CFO at Manitex International, Inc. (August 2017—January 2018)
- Former: Controller/Comptroller at Manitex International, Inc. (November 2015—August 2017)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1, 13b2-2 Exchange Acts
Related Violations Alleged
Michael Schneider, CPA is alleged to have aided and abetted Manitex International, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have caused Manitex International, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have aided and abetted Manitex International, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have caused Manitex International, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have aided and abetted Manitex International, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have caused Manitex International, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have aided and abetted Manitex International, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have caused Manitex International, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have aided and abetted Manitex International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have caused Manitex International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have aided and abetted Manitex International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Michael Schneider, CPA is alleged to have caused Manitex International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
29-Sep-2020
Headline Total Penalty and Disgorgement
$55,000
