Defendant Name: Stephen Harrison

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Stephen Harrison
First Document Date 29-Sep-2020
Initial Filing Format Administrative Action
File Number 3-20101
Allegation Type Issuer Reporting and Disclosure
AAER 4179

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
Securities Act
• Sec 17(a) (Not specified)
Other
• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Stephen Harrison is alleged to have caused Manitex International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Stephen Harrison is alleged to have caused Manitex International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 29-Sep-2020

Related Documents:

33-10862 29-Sep-2020 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings, Pursuant to 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

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In the Matter of Manitex International, Inc.
Manitex International, Inc.
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