Defendant Name:
Stephen Harrison
Defendant Type:
Individual
Document Reference:
33-10862
Document Details
Legal Case Name
In the Matter of Stephen Harrison
Document Name
Order Instituting Cease-and-Desist Proceedings, Pursuant to 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
29-Sep-2020
Document Format
Administrative Proceeding
AAER
4179
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
