Defendant Name: Lori E. Hastings

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC (Plaintiff) v. SAExploration Holdings Inc., Jeffrey H. Hastings, Brent N. Whiteley, Brian A. Beatty, and Michael J. Scott (Defendants) and Thomas W. O'Neill and Lori E. Hastings (Relief Defendants)
First Document Date 08-Oct-2020
Initial Filing Format Civil Proceeding
Case Number 20-cv-08423
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Violations Alleged

Other
Unjust enrichment under Section 21(d)(5) Exchange Act

Resolutions

First Resolution Date

Related Documents:

comp24943 08-Oct-2020 Complaint
Complaint
court_doc115_20-cv-08423 18-Jan-2023 Court Docket Document
Amended Complaint
court_doc124_20-cv-08423 21-Apr-2023 Court Docket Document
Order of Dismissal as to Relief Defendant Lori Hastings

Other Defendants in Action:

Related Actions:

In the Matter of Brent Whiteley, Esq.