Defendant Name: Brent N. Whiteley

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Brent Whiteley, Esq.
First Document Date 26-Jul-2021
Initial Filing Format Administrative Action
File Number 3-20438
Allegation Type Issuer Reporting and Disclosure



First Resolution Date

Related Documents:

34-92505 26-Jul-2021 Administrative Proceeding
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(E) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC (Plaintiff) v. SAExploration Holdings Inc., Jeffrey H. Hastings, Brent N. Whiteley, Brian A. Beatty, and Michael J. Scott (Defendants) and Thomas W. O'Neill and Lori E. Hastings (Relief Defendants)