Defendant Name: Mohammed Ali Rashid

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Mohammed Ali Rashid
First Document Date 26-Oct-2020
Initial Filing Format Administrative Action
File Number 3-20139
Allegation Type Investment Advisers/Investment Companies

Affiliations

Violations Alleged

Other
• Sections 206(1), 206(2) Advisers Act

Resolutions

First Resolution Date

Related Documents:

IA-5620 26-Oct-2020 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

Related Actions:

In the Matter of Apollo Management V, L.P., Apollo Management VI, L.P., Apollo Management VII, L.P., and Apollo Commodities Management, L.P.
Apollo Management V, L.P.
Apollo Management VI, L.P
Apollo Management VII, L.P.
Apollo Commodities Management, L.P.
SEC v. Mohammed Ali Rashid
Mohammed Ali Rashid