Defendant Name: Mohammed Ali Rashid

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Mohammed Ali Rashid
First Document Date 25-Oct-2017
Initial Filing Format Civil Proceeding
Case Number 17-cv-08223
Allegation Type Investment Advisers/Investment Companies
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Other
• Section 206(1), 206(2) Advisers Act

Related Violations Alleged

Mohammed Ali Rashid is alleged to have aided and abetted Apollo Management, L.P.'s violation of Section 206(1), 206(2) Advisers Act.

Resolutions

First Resolution Date 14-Oct-2020
Headline Total Penalty and Disgorgement $240,000

Related Documents:

complaint_17-cv-08223 25-Oct-2017 Complaint
Complaint
court_doc213_17-cv-08223 14-Oct-2020 Court Docket Document
Final Judgment as to Defendant Mohammed Ali Rashid

Related Actions:

In the Matter of Apollo Management V, L.P., Apollo Management VI, L.P., Apollo Management VII, L.P., and Apollo Commodities Management, L.P.
Apollo Management V, L.P.
Apollo Management VI, L.P
Apollo Management VII, L.P.
Apollo Commodities Management, L.P.
In the Matter of Mohammed Ali Rashid
Mohammed Ali Rashid