Defendant Name:
Gregory Manning
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Escala Group, inc., Gregory Manning, Larry Lee Crawford, CPA
First Document Date
23-Mar-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-02646
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Director—Chairman at Escala Group, Inc. (1981—December 2002)
- Former: Director—Vice Chairman at Escala Group, Inc. (September 28, 2005—December 15, 2006)
- Former: CEO at Escala Group, Inc. (December 1992—September 28, 2005)
- Former: President at Escala Group, Inc. (March 8, 1995—September 27, 2005)
- Former: President North American and Asian Philatelic Auction Division at Escala Group, Inc. (September 28, 2005—December 15, 2006)
- Current: Founder at Escala Group, Inc. (From 1981)
- Former: Consultant at Escala Group, Inc. (December 16, 2006—April 24, 2007)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Gregory Manning is alleged to have aided and abetted
Escala Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gregory Manning is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Gregory Manning is alleged to have aided and abetted
Escala Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gregory Manning is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Gregory Manning is alleged to have aided and abetted
Escala Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gregory Manning is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Gregory Manning is alleged to have aided and abetted
Escala Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Gregory Manning is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Gregory Manning is alleged to have aided and abetted
Escala Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Gregory Manning is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Gregory Manning is alleged to have aided and abetted
Escala Group, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Gregory Manning is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
First Resolution Date
23-Aug-2010
Headline Total Penalty and Disgorgement
$669,489
Other Defendants in Action:
