Defendant Name:
Larry Lee Crawford, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Escala Group, inc., Gregory Manning, Larry Lee Crawford, CPA
First Document Date
23-Mar-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-02646
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Executive Vice President at Escala Group, Inc. (April 2001—May 2006)
- Former: CFO at Escala Group, Inc. (April 2001—May 2006)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Larry Lee Crawford, CPA is alleged to have aided and abetted
Escala Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted
Escala Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted
Escala Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted
Escala Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted
Escala Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted
Escala Group, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Larry Lee Crawford, CPA is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 3 years
First Resolution Date
09-Sep-2011
Headline Total Penalty and Disgorgement
$164,585
Other Defendants in Action:
