Defendant Name:
Stephen Durland
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC (Plaintiff) v. Pegasus Wireless Corporation, Jasper Knabb, and Stephen Durland (Defendants), and Aero-Marine, LLC and Tammy Knabb (Relief Defendants)
First Document Date
26-May-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-02302
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Northern District of California
Affiliations
- Current: CEO at Pegasus Wireless Corporation
- Current: CFO at Pegasus Wireless Corporation (From 2005)
Violations Alleged
•
Section 16(a) Exchange Act; Rules 13a-14, 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Stephen Durland is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Stephen Durland is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Stephen Durland is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Stephen Durland is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Stephen Durland is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
28-Sep-2010
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
