Defendant Name:
Mark E. Watson III
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Mark E. Watson III
First Document Date
10-Dec-2020
Initial Filing Format
Administrative Action
File Number
3-20167
Allegation Type
Issuer Reporting and Disclosure
AAER
4195
Affiliations
- Former: Director—No Specific Position Named in Document at Argo Group International Holdings, Ltd. (2000—December 30, 2019)
- Former: CEO at Argo Group International Holdings, Ltd. (2000—November 5, 2019)
- Former: President at Argo Group International Holdings, Ltd. (2000—November 5, 2019)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Mark E. Watson III is alleged to have caused Argo Group International Holdings, Ltd.'s violation of Rule 12b-20 of the Exchange Act.
Mark E. Watson III is alleged to have caused Argo Group International Holdings, Ltd.'s violation of Sec 13(a) of the Exchange Act.
Mark E. Watson III is alleged to have caused Argo Group International Holdings, Ltd.'s violation of Rule 13a-1 of the Exchange Act.
Mark E. Watson III is alleged to have caused Argo Group International Holdings, Ltd.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
10-Dec-2020
Headline Total Penalty and Disgorgement
$450,000
