Defendant Name: Annette Jaynes

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Apogee Technology, Inc., David B. Meyers, and Annette Jaynes
First Document Date 19-May-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-10826
Allegation Type Issuer Reporting and Disclosure
Federal District Court Massachusetts, District of Massachusetts

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Annette Jaynes is alleged to have aided and abetted Apogee Technology, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted Apogee Technology, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted Apogee Technology, Inc.'s violation of Sec 13(a) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted Apogee Technology, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted Apogee Technology, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted Apogee Technology, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted Apogee Technology, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 22-May-2009

Related Documents:

comp21048 19-May-2009 Complaint
Complaint
court_doc11_09-cv-10826 22-May-2009 Court Docket Document
Final Judgment as to Defendant Annette Jaynes

Other Defendants in Action: