Defendant Name:
Annette Jaynes
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Apogee Technology, Inc., David B. Meyers, and Annette Jaynes
First Document Date
19-May-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-10826
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Current: Controller/Comptroller at Apogee Technology, Inc. (From 2002)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Annette Jaynes is alleged to have aided and abetted
Apogee Technology, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted
Apogee Technology, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted
Apogee Technology, Inc.'s violation of Sec 13(a) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted
Apogee Technology, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted
Apogee Technology, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted
Apogee Technology, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted
Apogee Technology, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Annette Jaynes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
22-May-2009
Headline Total Penalty and Disgorgement
$30,000
Other Defendants in Action:
