Defendant Name:
Scott Jones
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Jefferies & Co., Inc. and Scott Jones
First Document Date
01-Dec-2006
Initial Filing Format
Administrative Action
File Number
3-12495
Allegation Type
Broker Dealer
Affiliations
- Current: Director—No Specific Position Named in Document at Jefferies & Co., Inc. (From 1998)
- Current: Director of Equities at Jefferies & Co., Inc. (From 1998)
Violations Alleged
•
Sections 15(b)(6), 15(b)(4)(E) Exchange Act
Resolutions
Bars:
- Bar from acting in a supervisory capacity for any broker or dealer for 3 months
First Resolution Date
01-Dec-2006
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
