Defendant Name: Scott Jones

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Jefferies & Co., Inc. and Scott Jones
First Document Date 01-Dec-2006
Initial Filing Format Administrative Action
File Number 3-12495
Allegation Type Broker Dealer


Violations Alleged

Sections 15(b)(6), 15(b)(4)(E) Exchange Act


First Resolution Date 01-Dec-2006
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-54861 01-Dec-2006 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934

Other Defendants in Action:

Related Actions:

In the Matter of Kevin W. Quinn
In the Matter of Scott E. DeSano, Thomas H. Bruderman, Timothy J. Burnieika, Robert L. Burns, David K. Donovan, Edward S. Driscoll, Jeffrey D. Harris, Christopher J. Horan, Steven P. Pascucci and Kirk C. Smith
Scott E. DeSano
Thomas H. Bruderman
Timothy J. Burnieika
Robert L. Burns
David K. Donovan
Edward S. Driscoll
Jeffrey D. Harris
Christopher J. Horan
Steven P. Pascucci
Kirk C. Smith