Defendant Name: Ellen E. Terry

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of The New America High Income Fund, Inc.; Robert F. Birch; and Ellen E. Terry
First Document Date 20-Dec-2012
Initial Filing Format Administrative Action
File Number 3-15146
Allegation Type Investment Advisers/Investment Companies


Violations Alleged

Section 34(b) Investment Company Act

Related Violations Alleged

Ellen E. Terry is alleged to have caused The New America High Income Fund, Inc. 's violation of Section 23(c), Rule 23c-1 Investment Company Act.


First Resolution Date 20-Dec-2012
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

IC-30313 20-Dec-2012 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 9(b) and 9(f) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action: