Securities Enforcement Empirical Database (SEED)

Defendant Name: U.S. Pension Trust Corp.

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. U.S. Pension Trust Corp., U.S. College Trust Corp., Iliana Madeiras, Leonardo Madeiras Jr., Nildo Verdeja

First Document Date 28-Sep-2007

Initial Filing Format Civil Proceeding

Case Number 07-cv-22570

Allegation Type Securities Offering

Federal District Court Florida, Southern District of Florida

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

Securities Act

• Sec 17(a)(1)

• Sec 17(a)(2)

• Sec 17(a)(3)

• Sec 17(a) (Not specified)

Other

• Section 15(a)(1) Exchange Act

Additionally, Nildo Verdeja is alleged to have aided and abetted U.S. Pension Trust Corp.'s violation of Section 15(a)(1) Exchange Act.

Leonardo Maceiras Jr. is alleged to have aided and abetted U.S. Pension Trust Corp.'s violation of Section 15(a)(1) Exchange Act.

Iliana Maceiras is alleged to have aided and abetted U.S. Pension Trust Corp.'s violation of Section 15(a)(1) Exchange Act.

Resolutions

First Resolution Date 30-Sep-2010

Headline Total Penalty and Disgorgement $112,600,000

Other Defendants in Action:

U.S. College Trust Corp.

Nildo Verdeja

Leonardo Maceiras Jr.

Iliana Maceiras

Related Actions:

SEC v. Regions Bank

Regions Bank

In the Matter of U.S. Pension Trust Corp.

U.S. Pension Trust Corp.

In the Matter of U.S. College Trust Corp.

U.S. College Trust Corp.

In the Matter of Leonard Madeiras Jr.