Securities Enforcement Empirical Database (SEED)

Defendant Name: Leonardo Maceiras Jr.

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. U.S. Pension Trust Corp., U.S. College Trust Corp., Iliana Madeiras, Leonardo Madeiras Jr., Nildo Verdeja

First Document Date 28-Sep-2007

Initial Filing Format Civil Proceeding

Case Number 07-cv-22570

Allegation Type Securities Offering

Federal District Court Florida, Southern District of Florida

Affiliations

Current: Vice President of Marketing at U.S. Pension Trust Corp. (From 1995)

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

Securities Act

• Sec 17(a)(1)

• Sec 17(a)(2)

• Sec 17(a)(3)

• Sec 17(a) (Not specified)

Other

• Section 15(a) Exchange Act

Related Violations Alleged

Leonardo Maceiras Jr. is alleged to have aided and abetted U.S. Pension Trust Corp.'s violation of Section 15(a)(1) Exchange Act.

Leonardo Maceiras Jr. is alleged to have aided and abetted U.S. College Trust Corp.'s violation of Section 15(a)(1) Exchange Act.

Resolutions

First Resolution Date 30-Sep-2010

Headline Total Penalty and Disgorgement $112,800,000

Other Defendants in Action:

U.S. Pension Trust Corp.

U.S. College Trust Corp.

Nildo Verdeja

Iliana Maceiras

Related Actions:

SEC v. Regions Bank

Regions Bank

In the Matter of U.S. Pension Trust Corp.

U.S. Pension Trust Corp.

In the Matter of U.S. College Trust Corp.

U.S. College Trust Corp.

In the Matter of Leonard Madeiras Jr.

Leonardo Maceiras Jr.

In the Matter of Iliana Maceiras