Defendant Name: David Blain

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of David Blain, CPA
First Document Date 19-Sep-2008
Initial Filing Format Administrative Action
File Number 3-13226
Allegation Type Issuer Reporting and Disclosure
AAER 2882

Affiliations

Violations Alleged

Related Violations Alleged

David Blain is alleged to have aided and abetted BISYS Group's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
David Blain is alleged to have caused BISYS Group's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
David Blain is alleged to have aided and abetted BISYS Group's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
David Blain is alleged to have caused BISYS Group's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
David Blain is alleged to have aided and abetted BISYS Group's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
David Blain is alleged to have caused BISYS Group's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
David Blain is alleged to have aided and abetted BISYS Group's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
David Blain is alleged to have caused BISYS Group's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
David Blain is alleged to have aided and abetted BISYS Group's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
David Blain is alleged to have caused BISYS Group's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
David Blain is alleged to have aided and abetted BISYS Group's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
David Blain is alleged to have caused BISYS Group's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).

Resolutions

Bars:
First Resolution Date 19-Sep-2008

Related Documents:

34-58605 19-Sep-2008 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
34-73532 05-Nov-2014 Administrative Proceeding
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant

Related Actions:

SEC v. The BISYS Group, Inc.
The BISYS Group, Inc.
SEC v. Wevodau
Steven Wevodau