Defendant Name:
Douglas C. Beatty
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Frank A. Dunn, Douglas C. Beatty, Michael J. Gollogly and Maryanne E. Pahapill (a.k.a. Mary Anne Poland), Douglas A. Hamilton, Craig A. Johnson, James B. Kinney and Kenneth R.W. Taylor
First Document Date
12-Mar-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-02058
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: CFO at Nortel Networks Corporation (July 17, 2002—April 28, 2004)
- Former: Controller/Comptroller at Nortel Networks Corporation (March 1999—July 16, 2002)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Additionally,
Douglas A. Hamilton is alleged to have aided and abetted Douglas C. Beatty's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Craig A. Johnson is alleged to have aided and abetted Douglas C. Beatty's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
James B. Kinney is alleged to have aided and abetted Douglas C. Beatty's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Kenneth R.W. Taylor is alleged to have aided and abetted Douglas C. Beatty's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Related Violations Alleged
Douglas C. Beatty is alleged to have aided and abetted Nortel Networks Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Douglas C. Beatty is alleged to have aided and abetted Nortel Networks Corporation's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Douglas C. Beatty is alleged to have aided and abetted Nortel Networks Corporation's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Douglas C. Beatty is alleged to have aided and abetted Nortel Networks Corporation's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Douglas C. Beatty is alleged to have aided and abetted Nortel Networks Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Douglas C. Beatty is alleged to have aided and abetted Nortel Networks Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
Other Defendants in Action:
