Defendant Name:
James B. Kinney
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of James B. Kinney, CMA
First Document Date
31-Jul-2008
Initial Filing Format
Administrative Action
File Number
3-13111
Allegation Type
Issuer Reporting and Disclosure
AAER
2855
Affiliations
- Former: Vice President at Nortel Networks Corporation (August 2002—April 2004)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
James B. Kinney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
James B. Kinney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
James B. Kinney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
James B. Kinney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
James B. Kinney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
James B. Kinney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
