Defendant Name: Shannon Greene, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Tandy Leather Factory, Inc. and Shannon Greene, CPA
First Document Date 21-Jul-2021
Initial Filing Format Administrative Action
File Number 3-20403
Allegation Type Issuer Reporting and Disclosure
AAER 4228

Affiliations

Violations Alleged

Exchange Act
• Rule 13a-14

Related Violations Alleged

Shannon Greene, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Shannon Greene, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Sec 13(a) of the Exchange Act.
Shannon Greene, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Shannon Greene, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Shannon Greene, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Rule 13a-15 of the Exchange Act.
Shannon Greene, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Shannon Greene, CPA is alleged to have caused Tandy Leather Factory, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 21-Jul-2021
Headline Total Penalty and Disgorgement $25,000

Related Documents:

34-92455 21-Jul-2021 Administrative Proceeding
Order Instituting Cease and Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, Imposing Remedial Sanctions and Imposing a Cease and Desist Order

Other Defendants in Action:

Tandy Leather Factory, Inc.

Related Actions:

In the Matter of James Fitts, CPA
James Fitts, CPA